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Best Financial Advisors & Planners in Vadodara

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Here is our List of the top 10 Best Vadodara Financial Planners & Advisors

Dahyabhai G Patel - Sunshine Financial Services

Dahyabhai G Patel - Sunshine Financial Services

FPSB No: IN150272

Sunshine Financial Services is your gateway to the creation of happy and prosperous families. In today's world, financial literacy is a vital aspect of life, yet a staggering 87% of highly educated individuals remain financially illiterate. This glaring gap exposes the shortcomings of traditional education curricula when it comes to preparing individuals for financial success. D.G. Patel is a Certified Financial Planner accredited by the Financial Planning Standards Board USA. He holds certifications as a recognized distributor by AMFI and IRDAI, an investment advisor certified by ICFAI, and a retirement advisor certified by PFRDA.

His journey into the world of financial planning was born out of personal experience. After a successful 15-year career in Dubai, he ventured into a fabrication business partnership in FY 2000. Unfortunately, his partner's deceit led to a catastrophic financial loss, wiping out his entire bank balance by the time he retired from the partnership in 2006, at the age of 56. The responsibilities of educating and marrying his sons were giving him nightmares. This life-altering experience prompted a deep reflection on his financial choices and investments, leading him to discover the profound need for financial expertise in planning.

His transformation into a Financial Planning Solutions Provider was driven by the belief that professional guidance is far more critical in financial planning than relying on one's own judgment. He recognized that bad investments often stem from a lack of knowledge, overconfidence, or inadequate time for proper research. His mission became clear – to assist people with integrity, objectivity, competence, fairness, confidentiality, professionalism, and diligence in their financial journeys. he took it upon himself to acquire the necessary knowledge to become proficient in personal financial planning, emphasizing sincerity, loyalty, and transparency. With a strong commitment to ongoing learning, he is determined to provide clients with the wisdom and guidance they need to make sound financial decisions.

His personal experiences have endowed him with a unique perspective, as he has encountered the hardships of managing credit card dues with an empty bank account, the pitfalls of a bad business partnership, and the perils of placing all earned income into a single venture. This firsthand knowledge, combined with his educational qualifications and a diverse array of client investments, positions him to guide clients away from financial pitfalls and toward making prudent choices. Sunshine Financial Services is dedicated to helping clients achieve financial goals through smart and effective investment planning. Their comprehensive financial advisory services leverage their deep understanding of insurance, tax laws, mutual funds, portfolio management services, and fixed deposits, all while considering individual psychology and risk tolerance. Their core mission is to deliver the most tailored financial solutions, enabling people to enjoy a secure and contented life.

159-B, Kenyanagar Society, First Floor, New Sama Road, Vadodara, Gujarat, India-390024.


Anand D Nanavati - Arya Advisory Services

Anand D Nanavati - Arya Advisory Services

FPSB No: IN150247

When contemplating questions like "Should I contact a financial advisor/certified financial planner?" or "Should I invest in mutual funds?" you're entering the domain of Arya Advisory Services, a firm deeply committed to your long-term growth and financial goals. We understand that investing can be a complex journey, and that's why we're here to simplify it for you, tailoring our guidance to your specific life stage and financial needs.

The decision to invest in mutual funds can be puzzling, particularly when traditional avenues are available. However, the answers can be distilled based on where you are in your life journey. If you're young and single, beginning your investment in equity mutual funds through SIPs can pave the way for robust retirement planning. Young couples with long-term objectives like children's education and marriage can find equity mutual funds to be a reliable route, considering the rising costs of education. For those in the middle age bracket, these funds continue to be valuable not only for their potential returns but also for the tax benefits they offer. Retirees can also explore mutual funds, depending on their corpus and taxation considerations.

In the world of ideal asset allocation, there is no one-size-fits-all solution. Each investor is a unique entity with distinct needs, resources, goals, and risk perceptions. The role of a financial planner is to meticulously assess an investor's financial landscape, incorporating factors like income, future goals, risk appetite, and life stage. This dynamic asset allocation strategy evolves as the investor's circumstances change, whether it's approaching retirement, nearing specific goals, or responding to shifts in the market. At Arya Advisory Services, Anand Nanavati leads the way as the owner, operating from Vadodara (Baroda), Gujarat. He and his team are dedicated to providing personalized financial guidance tailored to your individual journey, ensuring that you're well-equipped to make informed financial decisions.

321 Vishwamohini Complex, Nr. Panchratna Apartment, Subhanpura Main Road, Subhanpura Vadodara – 390023.


Yash Joshi - Upper Crust Wealth

Yash Joshi - upper crust wealth

FPSB No: IN150986

Yash Joshi is the Executive Director at Upper Crust Wealth, a distinguished boutique wealth management firm rooted in trust and a wealth of experience. Upper Crust Wealth is dedicated to tailoring bespoke solutions that empower clients to craft, nurture, and strategically plan for wealth that spans generations. This financial planning firm stands as an extension of MyAdvisor, a pioneering entity within the Smartlink Group, established back in the year 2000. The pedigree and insights that Upper Crust Wealth offers are highly sought after by their clientele, who predominantly consist of Ultra-High Net Worth individuals. The services provided are characterized by exclusivity and individualized attention, ensuring that each client receives the utmost in personalized care.

MyAdvisor, the parent company, boasts an impressive Asset Under Management (AUM) portfolio exceeding 300 Crores, which is further bolstered by a vast client base that encompasses over 2,500 families and 8,000 retail clients. This remarkable success can be attributed to the collective expertise of their team, which comprises over 35 highly qualified and seasoned advisors with diverse credentials, including Certified Management Accountants (CMAs), Chartered Accountants (CAs), Chartered Financial Analysts (CFAs), Certified Financial Planners (CFPs), and accomplished MBAs, among others. Upper Crust Wealth, under the astute leadership of Yash Joshi, holds its ground as a trusted partner in the financial journey of their clients, particularly in the vibrant city of Vadodara (Baroda), Gujarat. Their commitment to delivering tailor-made wealth management solutions and their unwavering dedication to financial success has made them a top choice for those seeking multi-generational wealth planning and management.

316/317, Pancham Icon, Vasna Rd, next to D-Mart, Vadodara, Gujarat 390007.


Smit Hitendra Shah - Mamta Shah Financial Services

Smit Hitendra Shah - mamta shah financial services

FPSB No: IN151443

At Mamta Shah Financial Services, family values lie at the heart of their business, as they are a family-owned establishment. Their mission is to guide you on your financial journey and help you achieve your financial aspirations. They consider their clients an extension of their own family, prioritizing their well-being and financial success. Their commitment to providing unparalleled support doesn't end with advice; it extends to the vital after-sales service, ensuring that you're never left to navigate the financial landscape on your own.

What sets them apart is their dedication to putting their money where their mouth is. Before recommending any financial product, they invest in those products themselves, which underscores their trustworthiness and commitment to your financial well-being. At the helm of Mamta Shah Financial Services is Smit Shah, an engineer by qualification and a Certified Financial Planner CM recognized by the Financial Planning Standards Board. With a remarkable career spanning six years, Smit has garnered extensive experience in areas such as quality assurance and technology integration. In addition to his professional commitments, Smit enjoys spending his free time engaged in sports, cherishing moments with friends and family, and enhancing his well-rounded perspective.

Based in Vadodara (Baroda), Gujarat, Smit Shah proudly serves as the General Manager of Mamta Shah Financial Services. His role encompasses overseeing the insurance vertical, conducting product research, driving business development, and providing top-notch client services. They invite you to become part of their extended family and entrust them with your financial journey.

411, National Plaza, R C Dutt Road, Alkapuri. Vadodara.


Prakash Lohana - Ascent Financial Solutions Pvt. Ltd.

Prakash Lohana - Ascent Financial Solutions Pvt. Ltd.

FPSB No: IN150209 | SEBI RIA No: INA000017064

In 2002, Mr. Prakash Lohana laid the foundation for Shree Hari Investments, initially focusing on providing advisory services for insurance and mutual funds. Recognizing the need for a more comprehensive approach, Lohana later shifted the firm's focus towards delivering all-encompassing solutions in investment advisory, financial planning, and wealth management. This strategic pivot aimed to bridge the gap between financial advisory, investment, and insurance products and services, ensuring a more holistic approach to clients' financial well-being.

The year 2011 marked a significant development as Shree Hari Investments underwent a merger, transforming into Ascent Financial Solutions Pvt. Ltd. This newly formed entity, under the leadership of Certified Financial Planner Mr. Prakash Lohana, aimed to revolutionize financial lives by providing personalized and comprehensive financial solutions tailored to the unique needs of each client. With a personal experience exceeding 22 years, Ascent Financial Solutions emerged as a leading SEBI registered financial advisory and wealth management firm, emphasizing a client-centric approach.

Understanding the diversity of client needs and expectations, Ascent Financial Solutions places a strong emphasis on delivering tailor-made financial planning, wealth management, and advisory services. The firm has garnered a formidable reputation over the years by offering strategic, need-based, and goal-oriented financial solutions to High Net Worth Individuals (HNIs) and their families. With an unbiased and client-centric approach, Ascent Financial Solutions has earned the distinction of being one of the most preferred family wealth management firms in India. Managing assets under management (AUM) totaling around 630 Cr, the firm has achieved significant growth, solidifying its position as one of the fastest-growing financial planning and wealth management firms in the country. Today, Ascent Financial Solutions takes pride in its ability to transform the financial lives of clients and their families, guiding them towards a more secure and prosperous future.



How do I Find the Best Financial Planner in Vadodara?

When you’re searching for a wealth adviser or a financial planner in Vadodara, you may be wondering where to begin your search. More often than not, most people often ask “how do I find a good financial planner in Vadodara?”. Locating a good financial planner can be challenging, but it’s not hard.

Here is how to find a good financial planner in Vadodara:

  • Wealth Adviser Referrals: The traditional way of finding a financial planner is through personal and professional referrals.
  • Wealth Adviser or Financial Planner Association Websites: You can often locate financial planners through various association websites.
  • Using a Service Like ours - Best Financial Planners: Best Financial Planners helps you narrow down your search for a financial planner or a wealth adviser in Vadodara you can trust.

Even with the use of referrals and association websites, all the hard work is still going to come from your end. This means you’ll have to interview and research the shortlisted financial planners in Vadodara to ensure they’re the best fit for your needs. However, there is an easier way to find a financial planner: using Best Financial Planners helps you mitigate most of the hard work. We provide curated list of top 10 or best, trusted and reputable financial planners in Vadodara you can hold in high regard.

What to Consider When Choosing a Certified Financial Planner or Registered Investment Adviser in Vadodara?

Before you begin the process of choosing a financial adviser in Vadodara, you want to be sure the advisor you choose is right for you. All of our financial planners in Vadodara are highly rated and carry a proven success rate. However, you may want a wealth advisor who specialises in an area that’s custom-tailored to your goals.

Every financial planner or wealth adviser on Best Financial Planners carries a wealth of experience and expertise. However, each financial advisor will likely have their own area of expertise — an aspect that they’re best suited for. If your goals are long-term, short-term, high-risk, or low-risk, you want to be sure the wealth advisor you’re choosing is best for you.

Best Financial Planners helps you cut out the research phase of this stage by providing you with financial planners and their listed specialties. Simply look at the wealth adviser’s profile for the “best for” section to find a financial planner that matches your needs.

If you are looking for a financial planner in Vadodara, here are some key factors to consider:

  • Qualifications, Certifications, and Accreditations: Find out what qualifications, certifications, and accreditations do the financial planner has? These do not necessarily make them the best financial planners, but at least it sets a baseline of expertise.
    • If your chosen financial planner, wealth adviser, or investment advisor is a SEBI RIA then make sure he/she is registered with BASL as it is mandatory. You can verify this be visiting the BASL member check website and by entering financial planner's SEBI RIA no:.
    • Also you must find out whether your selected financial planner is an individual financial advisor or a corporate (LLP or Pvt Ltd) financial advisor. Usually, individual financial planners are more keen to provide you a reliable financial planning advice or wealth growth advice as they are fee-only financial planners, however, there are a few fee-only corporate financial planners too. In India, corporate financial advisors can be both RIA and Mutual Fund Distributors, however, they can not provide both services to the same client. Whereas, individual financial advisors can only provide fee-only financial advisory services.
      For example - Following are 3 types of financial planners, wealth advisors, or investment advisers in India:
    • Another thing you must make sure is that your chosen financial planner MUST NOT be providing any stock tipping business activities. We do not list any such financial planners on our website, however, we CAN NOT guarantee if any listed financial planner is providing such activities.
  • Specializations and Type of Clientele: Then, find out if they have any particular specialisation or type of clientele? This can help you determine if they are best suited for your type of situation. For example: Find out if your chosen financial planner specialises in the investment advisory category you are looking for, such as, retirement, children education, tax planning, debt restructuring, etc.
  • Communication: Finally, find out what is their communication like? You need to know that you can communicate easily with them and that they will listen to your concerns and answer you questions in a timely manner. Overall, you need to be comfortable with your financial planner as you are usually dealing with some very intimate issues.

More about our financial planners in Vadodara?

Most of the financial planners listed by us in Vadodara are licensed, highly reputable, and discoverable through FPSB and SEBI RIA registrations. When we choose which financial planner to list for our website consumers, we go through a strict process of research that includes looking into the wealth advisor’s success rate, track record, specialties, and more. Whatever your situation may be, we’re confident that you will have no problem finding a financial planner that fits your needs and can get the financial planning job done at a great success for you eventually growing your wealth.